Administration of Mandated Disgorgement, Restitution, and Special Undertakings

 

The St. Croix Group LLC provides services for unique situations encountered by broker dealers and the corporate world.

We provide administrative services where a broker dealer is subject to a regulatory order to disgorge or make restitution to customers.  We serve as an objective and reliable party to ascertain that such orders are completed without conflict or question of completeness.

We also assist lawyers and other parties of interest by preparing reports of a specific nature on companies to secure information of practices, conditions, or risks.

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The St. Croix Group LLC

6909 South Holly Circle, Suite 135

Centennial, CO 80112

720.529.0294 - frank@thestcroixgroup.com