Securities Dispute and Expert Witness Consultation

The Staff of the St. Croix Group, LLC offers a wealth of securities industry experience to assist in the resolution of disputes between customers and securities firms. Our long association with the industry in a number of capacities has left us well versed in the nuts and bolts of firms’ procedures and a real world understanding of the client-broker relationship.

We combine financial firm employment with our involvement with the regulatory process and application of the securities industry rules.

While we are often called upon to provide expert witness testimony, we believe that we are most valuable in providing consultation early in the process to identify the real issues, the areas to be probed, and the information to be gathered. We also believe that a valuable service is provided by presenting to the client an objective assessment of the pros and cons of the matter in dispute.

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The St. Croix Group LLC

6909 South Holly Circle, Suite 135

Centennial, CO 80112

720.529.0294 - frank@thestcroixgroup.com